Case Studies

Disclaimer

The accuracy, adequacy or completeness of any information contained in these case studies is not guaranteed and DEA, World Bank or PPIAF is not responsible for any errors or omissions, or for the results obtained from the use of such information. The contents of this section should not be construed to be the opinion of the DEA, World Bank or PPIAF. The case studies should be used in their entirety only and shall not be reproduced in any form without prior permission from DEA.

Introduction & Snapshot

Context & Objective of Case Studies

This section presents case studies of fifteen selected Public-Private-Partnership (PPP) projects in India. The objective of these case studies is to provide lessons and examples that align with the content of the toolkit. The choice of case studies:

Provides a representation across different sectors
Covers different PPP project structures
Includes projects at different stages of the PPP life-cycle and
Has projects with different levels of complexity

Snapshot of Case Studies

Alandur Underground Sewerage Project

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Sewerage	Construction Contract (Underground Sewage System) O&M Contract (Underground Sewerage System) Build-Operate-Transfer (BOT) Annuity (Sewage Treatment Plant)	Tamil Nadu 2000	Alandur Municipality and the Tamil Nadu Urban Infrastructure Financial Services Limited (TNUIFSL)		IVRCL Infrastructures and Projects Ltd and Va Tech Wabag Technologies Ltd.	Rs. 34.6 crore (Sewerage Network) Rs. 6.68 crore (Sewage Treatment Plant)	O&M Contract – 5 years BOT Annuity – 14 years

Karnataka Urban Water Supply Improvement

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Urban Water Supply	Operations & Management Contract	Karnataka 2005	Karnataka Urban Infrastructure Development and Finance Corporation (KUIDFC)		Veolia Water (formerly known as Compagnie Generale des Eaux, France)	Rs. 32 crore	42 months (Later extended to 59 months)

Latur Water Supply Project

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Water Supply	Operations & Management Contract	Maharashtra 2006	Maharashtra Jeevan Pradhikaran		Subhash Projects & Marketing Limited, UPL Environmental Engineers Limited and Hydro Comp Enterprises India Private Limited.	Rs. 182 crore (including payment to MJP for right to use assets)	10 years

Salt Lake Water Supply and Sewage Disposal System

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Water & Sewage	BOT (includes Design and Finance)	West Bengal 2007	Kolkata Metropolitan Development Authority and Naba Diganta Industrial Township Authority		Jamshedpur Utilities and Services Company Limited and Voltas Limited	Rs.70.09 crore	30 years

Timarpur Okhla Integrated Municipal Solid Waste Management Project

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Urban Infrastructure - Municipal Solid Waste	BOOT (includes Design and Finance)	Delhi 2008	New Delhi Municipal Corporation (NDMC) and Municipal Corporation of Delhi (MCD)		Jindal Urban Infrastructure Limited	Rs. 200 crore	25 years

Vadodara Halol Toll Road

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Roads	BOOT) (includes Design and Finance)	Gujarat 1998	Government of Gujarat		Government of Gujarat and IL&FS	Rs. 161 crore	30 years

Tuni Anakapalli Annuity Road Project

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Roads	BOT Annuity (includes Design and Finance)	Andhra Pradesh 2001	National Highways Authority of India		GMR Group, United Engineers Malaysia (UEM) Berhad Group	Rs. 315 crore

Delhi Gurgaon Expressway

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Roads – Expressways	BOT (includes Design and Finance)	Delhi and Haryana 2002	National Highways Authority of India		DS Constructions and Jaiprakash Industries	Rs. 1,175 crore	20 years

Nhava Sheva International Container Terminal

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Ports (Major)	BOT (includes Design and Finance)	Maharashtra 1997	Jawaharlal Nehru Port Trust		P&O Australia Ports Pty Limited, Konsortium Perkapalan Berhad and Trans Impex Private Limited (P&O Ports subsequently taken over by Dubai Ports World Limited (DP World))	Rs. 733 crore	30 years

Kakinada Deep Water Port

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Ports (Minor	BOT (includes sharing of revenue with Govt)	Andhra Pradesh 1999	Government of Andhra Pradesh		Larsen & Toubro Ltd, India, Stevedoring Services of America, USA, Precious Shipping Company, Thailand, Konsortium Perkaplan Berhard, Malaysia	Rs. 330 crore (4th Berth including offshore jetty)	20 years (extendable by l 2 periods of 5 years each) Later extended to 30 years (extendable by 2 periods of 10 years each)

Gangavaram Port

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Ports (Minor)	BOOT (includes Design and Finance)	Andhra Pradesh 2004	Government of Andhra Pradesh		Mr. D.V.S. Raju & associates, Warburg Pincus and the Andhra Pradesh Infrastructure Investment Company (APIIC)	Rs. 1,696 crore	30 years (extendable by additional 2 periods of 10 years each)

Mumbai Metro

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Urban Infrastructure – Mass Rapid Transport	BOOT (includes Design and Finance)	Maharashtra 2007	Mumbai Metropolitan Region Development Authority (MMRDA)		Reliance Energy Limited, Veolia Transport (France) and MMRDA	Rs. 2,356 crore	35 years

Hyderabad Metro

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Urban Infrastructure – Mass Rapid Transport	BOT (includes Design and Finance)	Andhra Pradesh 2008 (Subsequently cancelled in 2009)	Government of Andhra Pradesh		Maytas Infrastructure, Government of Andhra Pradesh, Nav Bharat Ventures, IL&FS and Ital-Thai (Subsequently cancelled in 2009)	Rs. 11,814 crore	35 years

Bhiwandi Electricity Distribution Franchisee

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Electricity Distribution	Operations & Management Contract (Franchisee)	Maharashtra 2004	Maharashtra State Electricity Distribution Company Limited		Torrent Power AEC Limited (TPAL)	Rs. 61 crore (MSEDCL) Rs. 250 crore (TPAL)	10 years

Amritsar Inter-city Bus Terminal

Sector	PPP Project Structure	State and Year PPP Contract Signed	Government / Public Sector Entity / Entities	Private Sector Promoter / Sponsor / Consortium Members		Project Cost	Concession Period
Urban Transport	BOT (includes Design and Finance)	Punjab 2004	Department of Transportation (DoT), Government of Punjab		Rohan Builders (India) Pvt Ltd., Rajdeep Buildcon Pvt Ltd and Rajdeep Road Developers Pvt. Ltd.	Rs. 21.34 crore	11 years 5 months

A summary of key lessons from these case studies has been developed. Readers may first peruse these key lessons and refer to the individual case studies as and when they need to study the context of each lesson in greater detail.